Jobs in Germany
For our client, a leading international financial institution renowned for its excellence and commitment to regulatory integrity, we are seeking a highly skilled Compliance Advisor to join their dynamic team. This role offers the unique opportunity to act as a trusted advisor on compliance matters across Europe. The successful candidate will contribute significantly to shaping the organization’s compliance framework, ensuring regulatory excellence, and fostering a culture of integrity.
Aufgaben
- Serve as a trusted advisor on compliance matters across relevant product areas in the EMEA region, leveraging specialized regulatory knowledge and interpretation of rules.
- Oversee internal reporting processes, as well as communication with regional and global offices, ensuring timely and accurate information flow.
- Participate in compliance and cross-departmental projects, taking ownership of deliverables and acting as a subject matter expert for the Control Room.
- Conduct monitoring tasks, investigations, and assessments of compliance-related issues as needed.
- Identify areas for developing subject matter expertise to enhance the overall compliance framework.
- Support senior leadership by defining and implementing consistent escalation practices for regulatory risks and issues, ensuring timely reporting to regulators.
- Represent the organization in industry working groups, contributing expert insights and feedback.
- Develop and deliver training materials to educate staff on compliance and conduct requirements, ensuring alignment with regulatory expectations.
- Draft, update, and maintain compliance policies in line with evolving local and EU regulations.
- Prepare responses to regulatory exams and audits, ensuring thorough and accurate communication.
- Monitor and maintain appropriate information barriers and insider trading prevention measures.
- Provide guidance on conflicts of interest, information handling, and other compliance-related topics.
- Investigate and report potential breaches, ensuring appropriate actions and documentation.
- Prepare management information reports for internal and external purposes.
- Track German and EU regulatory developments, identifying and implementing necessary actions to ensure compliance.
- Provide compliance advisory services to other offices within the group as required.
Qualifikation
- Proven experience in financial services, preferably within a securities house, broker-dealer, or wholesale banking environment.
- Strong knowledge of German and EU regulatory requirements and financial markets.
- Proficiency in interpreting legal texts and regulatory documentation.
- Excellent verbal and written communication skills in English; additional language skills are a plus.
- Ability to work independently while collaborating effectively within a team.
- Demonstrated ability to manage multiple priorities and deliver results in a fast-paced environment.
- Strong interpersonal skills, with the ability to build rapport and advise stakeholders on compliance matters.
- Familiarity with Control Room systems, processes, and standard Microsoft Office applications.
Benefits
- Competitive Compensation: Attractive salary package with performance-based incentives.
- Career Development: Opportunities for professional growth, training, and leadership development programs.
- Work-Life Balance: Flexible working arrangements and comprehensive benefits to support your well-being.
- Global Exposure: Collaborate with international teams and gain insights into diverse regulatory environments.
- Inclusive Culture: Be part of a supportive and dynamic workplace that values diversity and collaboration.
Our client is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all employees.
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