Senior Compliance Monitoring Officer m/f/d

Frankfurt

Our client is a leading financial institution with a global presence and a reputation for excellence in banking services. They offer a wide range of financial products and services to corporate, institutional, and individual clients.

We are seeking a highly skilled and experienced individual to join our client's team as a Senior Compliance Monitoring Officer.

Aufgaben

Independently conducting monitoring reviews in accordance with the approved Compliance Monitoring Plan (CMP) and within set deadlines.
Performing high-quality independent follow-up on issues in assigned areas within the designated timelines and documenting the results in the designated working papers.
Documenting monitoring review outcomes in the dedicated working papers.
Independently liaising with stakeholders to discuss findings and exceptions, and agreeing on actions.
Documenting and escalating identified exceptions in line with monitoring procedures.
Independently drafting monitoring issues and actions.
Preparing and presenting management information and periodic reports on CMP progress.
Attending necessary training sessions and seminars to stay updated on legal and regulatory compliance developments.
Keeping up-to-date with changes in the bank’s products/activities and/or regulations that may impact risks for the bank.

Qualifikation

Proven working experience in the financial sector and/or in compliance/audit.
Understanding of compliance requirements, relevant regulations, and guidance related to financial crime and regulatory compliance.
Profund knowledge with MaRisk & MaComp
Expertise in compliance-related regulations and guidance from relevant banking associations and steering groups.
Knowledge of risks and controls.
Excellent written and verbal communication skills.
Strong organizational skills, including attention to detail and multitasking abilities.
Strong ability to work independently, with an inquisitive, innovative, and logical mindset.
Experience in compliance-related operational work and processing compliance-related standard requests.
University degree in law, business, economics, or equivalent; banking apprenticeship or equivalent.

Benefits

hybrid working model
flexible working hours
attractive benefits
modern office spaces
international environment

Our client is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all employees.